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About Us
OGGI Equity is a Private Equity firm with offices in Europe and USA. Our mission is to acquire financial equity positions in emerging companies and projects operating in diversified sectors across the globe, primarily the USA, that meet our portfolio requirements and conditions.
Our primary focus is seeking what we consider value propositions with growth potential linked to a defined exit strategy and strict criteria. We adhere to fundamental analysis which includes: economic conditions, a growing market sector, realistic forecasting, defined exit strategies and agreement to certain controls such as the use of attorney’s, auditors, accountants, public relations specialists and broker dealers to achieve the financial aims of the company or project that in turn meet our expectations.
Our expertise, experience and relationships span well over 20 years and includes a team of business specialists, attorneys, Wall Street Broker dealers, transfer agents, accountants, auditors and additional expert advisors who collectively establish suitable opportunities that offer us potential to grow our portfolio. We hold, partially dispose, swap, retire and otherwise leverage our positions.
We have a diverse Board of Directors based both in the USA and internationally and incorporate a network of licensed firms and other advisors including attorneys, accountants, regulatory advisors, auditors, and others with extensive financial industry experience and expertise.
By developing an intimate knowledge of a targeted company, its management, risks and business operations, our team provides us with effective solutions that ensure our requirements for growth are met.
Our Directors have experience in positions with a high degree of responsibility, are or have been leaders in companies or institutions and have been selected based upon contributions they can make to our Board and management. They exercise their business experience and judgment to act in good faith, on an informed basis and in what they reasonably believe to be the best interests of our Company.
Summary of Our Expertise.
We pride ourselves in realizing that our Management and internal resources are complimented by utilizing additional external expertise, analysis, information gathering, due diligence and deal related tasks with a team of highly experienced individuals and firms that we call our Advisory Board.
These individuals and entities act in the role of general consulting and are seated at the table with us under the category of Board of Advisors. We utilize them in many aspects of ‘deal work’, as well as requiring targeted businesses to work along side them as responsible and vetted consultants enhancing their and our chances of success.
The following is a partial list of such Advisors. We utilize them to the degree we believe is best and effective in each given situation, maintaining a level of continuity and integrity loyal to our mission.
Here is a summary:
Transfer Agency
We integrate into deals a licensed securities Transfer Company, with over 35 years of industry experience. They supply a comprehensive and complete transfer agent services available with a superior level of client service. Registered with the Securities and Exchange Commission (SEC) and a member of the Securities Transfer Association, Inc. (STA), they are dedicated to serving the needs of domestic and international companies, both public and private. They represent over 2,800 issues, comprised of 750,000+ registered stockholders. They offer:
Securities Transfers & Issuance
Corporate Filings: EDGAR, XBRL, & SEDAR DTCC FAST and DWAC/DRS Services
Corporate Actions: Dividends, Splits, Warrants & Company Changes Bank Stock Transfer Services
IPO & New Issue Administration Annual Meeting Services (AGM/ASM)
Shareholder Mailing and Proxy Administration
Paying Agent Services: Dividends, M&A & Private Placements
USA Regulatory Advisor
We have an advocacy leader in Washington, D.C. with a history of providing strategic, legislative and regulatory counsel to corporations, foundations, non-profit organizations, and foreign government leaders. Experience with Congress, the Administration, Ambassadors and foreign governments, successfully helping domestic and international clientele understand, anticipate and navigate the complex public policy environment.
He has worked on a variety of domestic and international issues for clients including Amgen Inc., Aon Corporation, AT&T, Bank of America Corporation, Caribbean Property Group, Cemex, Inc, Colgate-Palmolive, Daimler AG, General Electric, Intel Corporation, McGraw-Hill, MetLife, NBC Universal, Qualcomm Inc., Sony Corporation, Tisbury Capital, Tribune Company, T-Mobile USA, Inc., Virtua Health, XM Satellite Radio, Zurich Financial Services Corporation, National Association of Real Estate Investment Trusts, The Bill and Melinda Gates Foundation, and The Jolie-Pitt Foundation.
He has advised HRH King Mohammed VI of Morocco, HRH Maha Vajiralongkorn, Crown Prince of Thailand, General Pervez Musharraf, President of Pakistan, The Honorable Silvio Berlusconi, Prime Minister of Italy, The Honorable John Howard, Prime Minister of Australia, and The Honorable Edi Rama, Mayor of Tirana, Albania. He has an M.B.A. and M.I.M. (Master of International Management) from Thunderbird, the Garvin School of International Management. Holds a Certificate in International Law from the University of Salzburg, Institute on International Legal Studies in Salzburg, Austria.
Wall Street Brokerage Advisor
We deal with the founder and CEO of a boutique investment bank based in New York City with over 35 years' experience, and a broad range of financial solutions and advisory services through four offices in the US, serving a large client base across the globe. A veteran investment banker, having been in the industry since 1983 and started his career at Lehman Brothers. Active in China over the past 20 years, and has an established network of trusted relationships with strategic partners, financial institutions and top legal counsels.
Lawyers and Advocates
We engage specialists and general law firms for assistance on our goals both in the USA and overseas. We are advised by counsel with over 30 years practice in securities law, international legal affairs and due diligence. Accessing a vast network of financial, corporate and NGO relationships including global investment funds and brokerage houses results in powerful information, advice, and outcomes for clients.
We also engage a law firm with over thirty (30) years of in the areas of intellectual property, including patent, trademark and copyright enforcement, domestic and foreign patent prosecution, and all aspects of copyright, trademark and patent solicitation. Areas of specific technical expertise include trade secret practice, software and Internet law, protection of business methods, as well as patent areas related to bio-physics, medical imaging, information theory, solid-state physics and alternative energy sources.
Auditing
International certified public accounting firm with multi-lingual principal. Organized with the principal having started his efforts in the profession in 1981. Offices in California, USA, New York, USA, and Hong Kong, Beijing, and Guangzhou of P.R.C.
The firm provides a complete spectrum of auditing, tax, financial and management advisory services and international business services, to growth-oriented corporations, enterprises, government agencies, non-profit organizations and successful individuals. Commitments to integrity and objectivity. 1992, the firm started the international practice in the Pacific Rim in order to better service its existing clients as well as to respond to an increasing demand of the Company’s services in that region.
Because of its diversity and concentration on a number of industries, it has been able to attain high achievements in securing quantity and quality of clients. Services clients in the USA and China (major cities), Hong Kong, Canada, Dubai, Australia, New Zealand, Europe, etc.
- Registrant of the Public Company Accounting Oversight Board (PCAOB) in the United States of America
- Registrant of the Canadian Public Accountability Board (CPAB)
- Member of the Hong Kong Institute of Certified Public Accountants (HKICPA)
- Member of the American Institute of Certified Public Accountants (AICPA) SEC
The principal is a member of the following professional associations:
- American Institute of Certified Public Accountants (AICPA)
- Hong Kong Institute of Certified Public Accountants (HKICPA)
- Chartered Professional Accountants of Canada (CPA Canada)
- CPA Australia
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