Summary of Our Expertise
The Advisory Board
The following is a partial list of our Advisors. We utilize them to the degree we believe is best and effective in each given situation, maintaining a level of continuity and integrity loyal to our mission.
Transfer Agency
Our collaboration with a seasoned securities Transfer Company ensures that our deals are executed with precision and professionalism. With over 35 years in the industry, they offer a comprehensive suite of services, from securities transfers and issuance to IPO administration and shareholder mailing. Registered with the SEC and a proud member of the STA, they represent over 2,800 issues, ensuring a superior level of client service.
They offer:
- Securities Transfers & Issuance
- Corporate Filings: EDGAR, XBRL, & SEDAR DTCC FAST and DWAC/DRS Services
- Corporate Actions: Dividends, Splits, Warrants & Company Changes Bank Stock Transfer Services
- IPO & New Issue Administration Annual Meeting Services (AGM/ASM)
- Shareholder Mailing and Proxy Administration
- Paying Agent Services: Dividends, M&A & Private Placements
USA Regulatory Advisor
Our regulatory compass is guided by an advocacy leader in Washington, D.C. with a history of providing strategic, legislative and regulatory counsel to corporations, foundations, non-profit organizations, and foreign government leaders.
Experienced with Congress, the Administration, Ambassadors and foreign governments, successfully helping domestic and international clientele understand, anticipating and navigating the complex public policy environment.
He has worked on a variety of domestic and international issues for clients including Amgen Inc., Aon Corporation, AT&T, Bank of America Corporation, Caribbean Property Group, Cemex, Inc, Colgate-Palmolive, Daimler AG, General Electric, Intel Corporation, McGraw-Hill, MetLife, NBC Universal, Qualcomm Inc., Sony Corporation, Tisbury Capital, Tribune Company, T-Mobile USA, Inc., Virtua Health, XM Satellite Radio, Zurich Financial Services Corporation, National Association of Real Estate Investment Trusts, The Bill and Melinda Gates Foundation, and The Jolie-Pitt Foundation.
He has advised HRH King Mohammed VI of Morocco, HRH Maha Vajiralongkorn, Crown Prince of Thailand, General Pervez Musharraf, President of Pakistan, The Honorable Silvio Berlusconi, Prime Minister of Italy, The Honorable John Howard, Prime Minister of Australia, and The Honorable Edi Rama, Mayor of Tirana, Albania. He has an M.B.A. and M.I.M. (Master of International Management) from Thunderbird, the Garvin School of International Management. Holds a Certificate in International Law from the University of Salzburg, Institute on International Legal Studies in Salzburg, Austria.
Wall Street Brokerage Advisor
Our ties to Wall Street are fortified by our association with the founder and CEO of a renowned New York-based boutique investment bank. The bank provides a broad range of financial solutions and advisory services through four offices in the US, serving a large client base across the globe.
A veteran investment banker, having been in the industry since 1983 and started his career at Lehman Brothers, he has been active in China for over two decades, establishing trusted relationships with strategic partners, financial institutions and top legal counsels, that benefit our portfolio companies.
Lawyers and Advocates
Our legal framework is bolstered by partnerships with both specialist and generalist law firms for assistance on our goals both in the USA and overseas. From securities law to intellectual property, our legal advisors ensure that our ventures are always on solid legal ground.
We are advised by counsel with over 30 years practice in securities law, international legal affairs and due diligence. Accessing a vast network of financial, corporate and NGO relationships including global investment funds and brokerage houses results in powerful information, advice, and outcomes for clients.
We also engage a law firm with over thirty (30) years of experience in the areas of intellectual property, including patent, trademark and copyright enforcement, domestic and foreign patent prosecution, and all aspects of copyright, trademark and patent solicitation. Areas of specific technical expertise include trade secret practice, software and Internet law, protection of business methods, as well as patent areas related to bio-physics, medical imaging, information theory, solid-state physics and alternative energy sources.
Auditing
Our commitment to transparency and accuracy is echoed in our collaboration with an international certified public accounting firm with a multi-lingual principal.
Organized with the principal having started his efforts in the profession in 1981.
Offices in California, USA, New York, USA, and Hong Kong, Beijing, and Guangzhou of P.R.C.
The firm provides a complete spectrum of auditing, tax, financial and management advisory services and international business services, to growth-oriented corporations, enterprises, government agencies, non-profit organizations and successful individuals.
Because of its diversity and concentration on a number of industries, it has been able to attain high achievements in securing both quantity and quality of clients.
Services clients in the USA and China (major cities), Hong Kong, Canada, Dubai, Australia, New Zealand, Europe, etc.
- Registrant of the Public Company Accounting Oversight Board (PCAOB) in the United States of America
- Registrant of the Canadian Public Accountability Board (CPAB)
- Member of the Hong Kong Institute of Certified Public Accountants (HKICPA)
- Member of the American Institute of Certified Public Accountants (AICPA) SEC
The principal is a member of the following professional associations:
- American Institute of Certified Public Accountants (AICPA)
- Hong Kong Institute of Certified Public Accountants (HKICPA)
- Chartered Professional Accountants of Canada (CPA Canada)
- CPA Australia